The fund business is one of the core businesses of HENGDU law firm. At present, it has provided legal services for the establishment, raising, existence, operation and withdrawal of funds of many enterprises, and has accumulated rich practical experience and obtained high praise from clients.
High industry recognition
HENGDU is a member of China interbank market dealers association, a member of China Securities Association (SAC), a member of China Equity Investment Fund Association (CAPE), a joint member of China Equity Investment Association (CVCA), and a director unit of Zhongguancun venture capital and Equity Investment Fund Association (ZVCPE), and has been awarded the title of China's top law firm [LEGALBAND] for many consecutive years Leading law firm [LEGALBAND], the most noteworthy law firm [ALB (Asia legal business)], chambers and partners -- 2017 Asia Pacific guide, etc.
Assist the company to make publicity and promotion materials, and carry out risk rating on the fund.
Assist the company to match investors' suitability.
Assist the company to prepare risk questionnaire, sign the letter of commitment of qualified investors, etc.
Establishment and filing of the fund
Assist the company to prepare a complete set of documents required for filing, such as the prospectus, fund contract, partnership agreement, investment agreement, custody agreement, fund account supervision agreement, etc.
Assist the company to set up a limited partnership, including the issuance of partnership agreement, partnership / withdrawal agreement, resolution of the board of shareholders / decision of shareholders, resolution of the board of directors / executive director, etc.
Assist the company to draft the approval documents required within the group or issue special legal opinions on fund establishment.
Assist the company to complete the filing of all fund products in which the company acts as the manager, including filling in the information submitted by the asset management platform, replying to previous feedbacks from the fund industry association, and cooperating in issuing all documents required for filing until the filing is passed.
Operation and maintenance of fund
After the completion of the fund filing, assist the company to complete the regular and temporary reports of the fund in accordance with the relevant provisions of the fund industry association on information disclosure.
Assist the company to complete major changes of fund products, including modifying and updating the information of asset management business comprehensive submission platform and fund information disclosure backup system.
Assist the company to complete the fund liquidation, assist in the preparation of liquidation report, and fill in the liquidation information in the asset management business comprehensive submission platform and fund information disclosure backup system.
Investment operation of the fund
Assist the company to issue due diligence report on the fund's proposed bidding, and assist the company in drafting investment agreement, investment letter of intent, repurchase agreement, guarantee agreement and other documents required for investment.
Assist the company to make custody agreement or system measures and dispute resolution mechanism to ensure property safety in case of no custody·Assist the company to draft a complete set of investment decision-making process and rules of procedure, including rules of procedure of investment decision-making committee and rules of procedure of risk control committee.
Withdrawal of fund
If the IPO Exit method is to be adopted, a complete set of listing documents will be issued in cooperation with the listing of the target company
If the company intends to withdraw by way of merger and acquisition, assist the company in dealing with the transaction structure, drafting the resolution of the shareholders' meeting, equity transfer agreement and other necessary documents for merger and acquisition.
If the company intends to withdraw by way of share repurchase, it shall assist the company to draft the equity repurchase agreement, resolution of the shareholders' meeting and other documents according to the different exit methods of the controlling shareholder's repurchase, management buyback or enterprise's capital reduction.
In case of exit through liquidation, assist the company to issue a liquidation plan, issue resolutions of the board of shareholders / decisions of shareholders, resolutions of the board of directors / executive directors, etc., and amend the articles of association of the company.